SEC Form 4 · accession 0001127602-18-008112
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J Oleary
Director
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2018 | M | 7,000 | $11.925 | A | 90,687 | D | |
| Common StockF1 | Feb 21, 2018 | S | 4,561 | $30.0342 | D | 86,126 | D | |
| Common Stock | Feb 21, 2018 | M | 7,000 | $8.845 | A | 93,126 | D | |
| Common StockF1 | Feb 21, 2018 | S | 4,116 | $30.0342 | D | 89,010 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Options (Right to Buy) | $11.925 | Feb 21, 2018 | M | 7,000 | D | Jun 2, 2008 | Jun 2, 2018 | Common Stock | 7,000 | 0 | D |
| Director Stock Options (Right to Buy) | $8.85 | Feb 21, 2018 | M | 7,000 | D | Jun 1, 2009 | Jun 2, 2019 | Common Stock | 7,000 | 0 | D |
Explanation of responses
- F1The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $29.59 to $30.28, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.