SEC Form 4 · accession 0001127602-18-005032
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Ossowski
Officer — Senior Vice President Finance
Period of report
Feb 7, 2018
Accepted (ET)
Feb 9, 2018 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 7, 2018 | A | 3,391 | $0.00 | A | 35,327 | D | |
| Common StockF3 | Feb 7, 2018 | F | 1,173 | $30.46 | D | 34,154 | D | |
| Common Stock | Feb 7, 2018 | A | 7,223 | $0.00 | A | 41,377 | D | |
| Common Stock | holding | — | — | — | 28,289 | I | Via Michelle L Ossowski Liv Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are fully vested and exercisable.
- F2These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.
- F3These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.