SEC Form 4 · accession 0001127602-17-034496
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert OShaughnessy
Officer — Exec. VP & CFO
Period of report
Dec 8, 2017
Accepted (ET)
Dec 12, 2017 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 8, 2017 | S | 30,363 | $33.8924 | D | 363,722 | D | |
| Common Stock | Dec 8, 2017 | M | 25,000 | $8.20 | A | 388,722 | D | |
| Common StockF1 | Dec 8, 2017 | S | 25,000 | $33.8929 | D | 363,722 | D | |
| Common StockF1 | Dec 8, 2017 | S | 37,437 | $33.8927 | D | 326,285 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $8.20 | Dec 8, 2017 | M | 25,000 | D | Jun 1, 2013 | Jun 1, 2021 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $33.68 to $33.91, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2Fully vested and exercisable.