SEC Form 4 · accession 0001127602-17-017458
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan Marshall
Officer — Chief Exec Officer, President · Director
Period of report
May 5, 2017
Accepted (ET)
May 9, 2017 · 9:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 5, 2017 | F | 6,550 | $22.28 | D | 276,986 | D | |
| UnitsF2,F3 | holding | — | — | — | 1,080 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.
- F2On April 3, 2017, .035 units of the PulteGroup, Inc. Stock Fund of the PulteGroup, Inc. 401(k) Plan ("Plan") were sold to cover the fees on the Plan.
- F3Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represent 2,412.568 shares of PulteGroup, Inc. Common Stock held in the Fund as of May 5, 2017.