SEC Form 4 · accession 0001127602-17-005586
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Ellinghausen
Officer — Exec. Vice President-HR
Period of report
Feb 9, 2017
Accepted (ET)
Feb 13, 2017 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 9, 2017 | S | 26,186 | $21.421 | D | 397,850 | D | |
| Common StockF2,F3 | Feb 9, 2017 | A | 25,399 | $0.00 | A | 423,249 | D | |
| Common StockF4 | Feb 9, 2017 | F | 10,791 | $21.29 | D | 412,458 | D | |
| Common Stock | Feb 9, 2017 | A | 32,880 | $0.00 | A | 445,338 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $21.417 to $21.427, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2These shares are fully vested and exercisable.
- F3These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.
- F4These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.