SEC Form 4 · accession 0001127602-17-005585
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Ossowski
Officer — VP Finance & Controller
Period of report
Feb 9, 2017
Accepted (ET)
Feb 13, 2017 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 9, 2017 | A | 7,256 | $0.00 | A | 28,858 | D | |
| Common StockF3 | Feb 9, 2017 | F | 2,397 | $21.29 | D | 26,461 | D | |
| Common Stock | Feb 9, 2017 | A | 10,334 | $0.00 | A | 36,795 | D | |
| Common Stock | holding | — | — | — | 45,430 | I | Via Michelle L Ossowski Liv Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are fully vested and exercisable.
- F2These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.
- F3These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.