SEC Form 4 · accession 0001127602-17-004325
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Ossowski
Officer — VP Finance & Controller
Period of report
Feb 3, 2017
Accepted (ET)
Feb 7, 2017 · 3:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2017 | F | 10,194 | $21.365 | D | 21,602 | D | |
| Common StockF2 | holding | — | — | — | 45,430 | I | Via Michelle L Ossowski Liv Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.
- F2Mr. Ossowski transferred 20,084 of his directly owned shares of PulteGroup, Inc. common stock to the Michelle L Ossowski Living Trust, for which he is a co-trustee on about February 7, 2017.