SEC Form 4 · accession 0001127602-17-004319
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Cook
Officer — EVP, Ch. Legal Ofcr, Corp Secy
Period of report
Feb 3, 2017
Accepted (ET)
Feb 7, 2017 · 3:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 3, 2017 | F | 5,727 | $21.365 | D | 235,899 | D | |
| Common Stock | Feb 3, 2017 | M | 15,000 | $10.93 | A | 250,899 | D | |
| Common Stock | Feb 3, 2017 | S | 15,000 | $21.3301 | D | 235,899 | D | |
| Common Stock | Feb 3, 2017 | M | 5,000 | $11.355 | A | 240,899 | D | |
| Common Stock | Feb 3, 2017 | S | 5,000 | $21.3301 | D | 235,899 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $10.93 | Feb 3, 2017 | M | 15,000 | D | Dec 6, 2009 | Dec 6, 2017 | Common Stock | 15,000 | 0 | D |
| Employee Stock Option (Right to Buy) | $11.355 | Feb 3, 2017 | M | 5,000 | D | Dec 9, 2010 | Dec 9, 2018 | Common Stock | 5,000 | 52,000 | D |
Explanation of responses
- F1These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.