SEC Form 4 · accession 0001127602-16-062372
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan Marshall
Officer — Chief Exec Officer, President · Director
Period of report
Sep 8, 2016
Accepted (ET)
Sep 12, 2016 · 2:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2016 | A | 23,850 | $0.00 | A | 199,143 | D | |
| UnitsF1 | holding | — | — | — | 1,080 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represented 2,386.362 shares of PulteGroup, Inc. Common Stock held in the Fund as of September 8, 2016.