SEC Form 4 · accession 0001127602-16-058872
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Cook
Officer — EVP, Ch. Legal Ofcr, Corp Secy
Period of report
Jul 26, 2016
Accepted (ET)
Jul 28, 2016 · 8:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 26, 2016 | M | 20,000 | $10.93 | A | 261,626 | D | |
| Common StockF1 | Jul 26, 2016 | S | 20,000 | $22.06 | D | 241,626 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $10.93 | Jul 26, 2016 | M | 20,000 | D | Dec 6, 2009 | Dec 6, 2017 | Common Stock | 20,000 | 15,000 | D |
Explanation of responses
- F1The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $22.06 to $22.08, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.