SEC Form 4 · accession 0001127602-16-058680
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Ossowski
Officer — VP Finance & Controller
Period of report
Jul 22, 2016
Accepted (ET)
Jul 26, 2016 · 9:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 22, 2016 | S | 10,000 | $22.00 | D | 25,346 | I | Via Michelle L Ossowski Liv Trust |
| UnitsF1,F2 | Jul 25, 2016 | S | 1,655 | $48.39 | D | 0 | I | Via 401(k) |
| Common Stock | holding | — | — | — | 51,880 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represented 3,649.7547 shares of PulteGroup, Inc. Common Stock held in the Fund at the time of sale.
- F2The price represents the cost of each unit. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of PulteGroup, Inc. stock on the applicable measurement date, which was $21.94 on the date of transaction.