SEC Form 4 · accession 0001127602-16-057828
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Ossowski
Officer — VP Finance & Controller
Period of report
Jul 7, 2016
Accepted (ET)
Jul 11, 2016 · 12:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 7, 2016 | S | 10,000 | $20.00 | D | 35,346 | I | Via Michelle L Ossowski Liv Trust |
| Common Stock | holding | — | — | — | 51,880 | D | ||
| UnitsF3 | holding | — | — | — | 1,655 | I | Via 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This sale was executed pursuant to a 10b5-1 Plan dated February 8, 2016.
- F2Mr. Ossowski transferred 22,388 of his directly owned shares of PulteGroup, Inc. common stock to the Michelle L Ossowski Living Trust, for which he is a co-trustee on about February 26, 2016.
- F3Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represent 3,662.595 shares of PulteGroup, Inc. Common Stock held in the Fund as of 7/7/2016.