SEC Form 4 · accession 0001127602-16-057809
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Ellinghausen
Officer — Exec. Vice President-HR
Period of report
Jul 7, 2016
Accepted (ET)
Jul 8, 2016 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 7, 2016 | M | 50,000 | $12.335 | A | 532,931 | D | |
| Common StockF1 | Jul 7, 2016 | S | 50,000 | $20.00 | D | 482,931 | D | |
| Common Stock | Jul 8, 2016 | M | 50,000 | $12.335 | A | 532,931 | D | |
| Common StockF1 | Jul 8, 2016 | S | 50,000 | $20.50 | D | 482,931 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $12.335 | Jul 7, 2016 | M | 50,000 | D | Aug 18, 2011 | Aug 18, 2019 | Common Stock | 50,000 | 100,000 | D |
| Employee Stock Option (Right to Buy) | $12.335 | Jul 8, 2016 | M | 50,000 | D | Aug 18, 2011 | Aug 18, 2019 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1This sale was executed pursuant to a 10b5-1 Plan dated February 25, 2016.