SEC Form 4 · accession 0001127602-16-051379
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J Oleary
Director
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 83,687 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Share UnitF1,F2,F3 | — | May 4, 2016 | A | 7,723 | A | — | — | Common Stock | 7,723 | 7,723 | D |
Explanation of responses
- F1Granted under the PulteGroup, Inc. 2013 Stock Incentive Plan.
- F2The units will convert into shares of the Company's common stock on a 1-for-1 basis.
- F3The date exercisable and expiration date are both the date of the Director's termination of Board membership.