SEC Form 4 · accession 0001127602-16-040261
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryan Marshall
Officer — Executive Vice President
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 5, 2016 | F | 3,959 | $16.3825 | D | 98,379 | D | |
| UnitsF3 | holding | — | — | — | 1,080 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.
- F2This share amount is 5,250 shares less than previous Form 4s due to a correction in record keeping that resulted in an overstatement of Mr. Marshall's holdings.
- F3Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represent 2,388.036 shares of PulteGroup, Inc. Common Stock held in the Fund as of 1/08/2016.