SEC Form 4 · accession 0001127602-15-025408
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R Ellinghausen
Officer — Exec. Vice President-HR
Period of report
Aug 17, 2015
Accepted (ET)
Aug 19, 2015 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2015 | M | 30,000 | $11.355 | A | 435,316 | D | |
| Common StockF1 | Aug 18, 2015 | S | 30,000 | $21.39 | D | 405,316 | D | |
| Common Stock | holding | — | — | — | 100 | I | In Name of Lauren Ellinghausen (Daughter) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $11.355 | Aug 17, 2015 | M | 30,000 | D | Dec 9, 2010 | Dec 9, 2018 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $21.35 to $21.45, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2Fully vested and exercisable.