SEC Form 4 · accession 0001127602-15-008196
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Cook
Officer — SVP, Gen'l Counsel & Secretary
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 12:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2015 | M | 20,000 | $10.93 | A | 214,929 | D | |
| Common Stock | Feb 23, 2015 | S | 20,000 | $22.53 | D | 194,929 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $10.93 | Feb 23, 2015 | M | 20,000 | D | Dec 6, 2009 | Dec 6, 2017 | Common Stock | 20,000 | 35,000 | D |
Explanation of responses
- F1These options vest 50% on 12/6/2009; 25% on 12/6/2010 and 25% on 12/6/2011.