SEC Form 4 · accession 0001127602-15-006444
PULTEGROUP INC/MI/ · PHM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Cook
Officer — SVP, Gen'l Counsel & Secretary
Period of report
Feb 12, 2015
Accepted (ET)
Feb 17, 2015 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000822416
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 12, 2015 | A | 33,642 | $0.00 | A | 192,827 | D | |
| Common StockF3 | Feb 12, 2015 | F | 15,566 | $22.64 | D | 177,261 | D | |
| Common Stock | Feb 12, 2015 | A | 17,668 | $0.00 | A | 194,929 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are fully vested and exercisable.
- F2These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.
- F3These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.