SEC Form 4 · accession 0001209191-18-021267
JUNIPER PHARMACEUTICALS INC · JNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Messina
Director
Period of report
Mar 19, 2018
Accepted (ET)
Mar 22, 2018 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821995
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2018 | A | 5,625 | $0.00 | A | 13,657 | D | |
| Common StockF2 | holding | — | — | — | 250 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 250 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 250 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 8,000 | I | See Footnote | |
| Common StockF6 | holding | — | — | — | 9,700 | I | See Footnote | |
| Common StockF7 | holding | — | — | — | 41,000 | I | See Footnote | |
| Common StockF8 | holding | — | — | — | 14,500 | I | See Footnote | |
| Common StockF9 | holding | — | — | — | 2,001 | I | See Footnote | |
| Common StockF10 | holding | — | — | — | 28,000 | I | See Footnote | |
| Common StockF11 | holding | — | — | — | 6,250 | I | See Footnote | |
| Common StockF12 | holding | — | — | — | 875 | I | See Footnote | |
| Common StockF13 | holding | — | — | — | 100,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Restricted Stock Unit Award shall vest ratable in 3 annual installments on each anniversary of the date of grant (March 19, 2018).
- F10Shares held by SCA Retirement Plan DTD 1/1/91.
- F11Shares held by Pamela Brocious M/P PEN PL.
- F12Shares held by SCA Money Purchase Plan DTD 1/1/94 Attn Richard Messina.
- F13Shares held by The Benchmark Company LLC - Investment Purposes.
- F2Shares held by Richard Messina CF Jacqueline Messina UTMA.
- F3Shares held by Richard Messina CF Carolyn Messina UTMA.
- F4Shares held by Richard Messina CF Madeline Messina UTMA.
- F5Shares held by Equity TR Co TTEE FBO Pamela Brocious SEP.
- F6Shares held by Steve A. Sanders and Partners.
- F7Shares held by Citistaffing LLC Profit Sharing.
- F8Shares held by Summit Capital Associates.
- F9Shares held by Benchmark Pellinore Group.