SEC Form 5 · accession 0000082166-19-000011
RAVEN INDUSTRIES INC · RAVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick Parod
Director
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 10:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000082166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF3,F1,F2 | — | holding | — | — | — | — | — | Common Stock | 1,810 | 1,810 | D |
Explanation of responses
- F1Each Deferred Stock Unit is the economic equivalent of one share of RAVN Common Stock.
- F2As permitted under the Issuer's Deferred Stock Compensation Plan for Directors, the Reporting Person has elected to defer receipt of the common stock underlying these Units until 2 months after his retirement from the Board.
- F3Total reflects units credited as follows: Dividends of 6.006 units on 7/27/18, 5.471 units on 10/26/18 and 6.238 units on 1/25/19.