SEC Form 5 · accession 0000082166-19-000010
RAVEN INDUSTRIES INC · RAVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lois M Martin
Director
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 10:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000082166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF3,F1,F2 | — | holding | — | — | — | — | — | Common Stock | 1,494 | 1,494 | D |
Explanation of responses
- F1Each Deferred Stock Unit is the economic equivalent of one share of RAVN Common Stock.
- F2As permitted under the Issuer's Deferred Stock Compensation Plan for Directors, the Reporting Person has elected to defer receipt of the common stock underlying these Units until 36 months after her retirement from the Board.
- F3Total reflects units credited as follows: Dividends of 4.958 units on 7/27/18, 4.516 units on 10/26/18 and 5.149 units on 1/25/19.