SEC Form 3 · accession 0000082166-19-000003
RAVEN INDUSTRIES INC · RAVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicole M Freesemann
Officer — Vice President HR
Period of report
Jan 27, 2019
Accepted (ET)
Jan 30, 2019 · 3:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000082166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,308 | D | ||
| Common Stock | holding | — | — | — | 601 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $20.10 | holding | — | — | — | Mar 17, 2016 | Mar 17, 2020 | Common Stock | 275 | — | D |
| Restricted Stock Unit - 2016F3,F2 | — | holding | — | — | — | — | — | Common Stock | 320 | — | D |
| Restricted Stock Unit - 2017F3,F4 | — | holding | — | — | — | — | — | Common Stock | 170 | — | D |
| Restricted Stock Unit - 2018F3,F5 | — | holding | — | — | — | — | — | Common Stock | 214 | — | D |
| Restricted Stock Unit - 2017F3,F4 | — | holding | — | — | — | — | — | Common Stock | 340 | — | I |
| Restricted Stock Unit - 2018F3,F5 | — | holding | — | — | — | — | — | Common Stock | 428 | — | I |
Explanation of responses
- F1Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 2.
- F2The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/16, provided that the Employee remains continuously employed by the Company through the Vesting Date.
- F3Each Time-based Restricted Stock Unit is the economic equivalent of one share of RAVN Common Stock.
- F4The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/17, provided that the Employee remains continuously employed by the Company through the Vesting Date.
- F5The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/18, provided that the Employee remains continuously employed by the Company through the Vesting Date.