SEC Form 4 · accession 0000082166-18-000108
RAVEN INDUSTRIES INC · RAVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc E LeBaron
Director
Period of report
Dec 4, 2018
Accepted (ET)
Dec 4, 2018 · 3:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000082166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2018 | P | 447 | $40.17 | A | 4,711 | D | |
| Common Stock | holding | — | — | — | 19,662 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1,F2 | — | holding | — | — | — | — | — | Common Stock | 24,424 | 24,424 | D |
Explanation of responses
- F1Each Deferred Stock Unit is the economic equavalent of one share of RAVN Common Stock.
- F2As permitted under the Issuer's Deferred Stock Compensation Plan for Directors, the Reporting Person has elected to defer receipt of the common stock underlying these Units until 2 months after his retirement from the Board.