SEC Form 4 · accession 0000082166-16-000147
RAVEN INDUSTRIES INC · RAVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel A Rykhus
Officer — President & CEO · Director
Period of report
Mar 25, 2016
Accepted (ET)
Mar 29, 2016 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000082166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 25, 2016 | A | 9,446 | $0.00 | A | 131,762 | D | |
| Common StockF2 | Mar 25, 2016 | F | 2,558 | $0.00 | D | 129,204 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $30.00 | holding | — | — | — | Dec 6, 2012 | Dec 6, 2016 | Common Stock | 60,000 | 60,000 | D |
| Stock OptionF3 | $31.66 | holding | — | — | — | Apr 2, 2013 | Apr 2, 2017 | Common Stock | 36,800 | 36,800 | D |
| Stock OptionF3 | $32.85 | holding | — | — | — | Mar 25, 2014 | Mar 25, 2018 | Common Stock | 53,500 | 53,500 | D |
| Stock OptionF3 | $32.75 | holding | — | — | — | Apr 1, 2015 | Apr 1, 2019 | Common Stock | 54,400 | 54,400 | D |
| Stock OptionF3 | $20.10 | holding | — | — | — | Mar 17, 2016 | Mar 17, 2020 | Common Stock | 83,800 | 83,800 | D |
Explanation of responses
- F1Grant of 9,446 performance shares which vested on March 25, 2016 and includes 568 dividend equivalent shares earned on those shares.
- F22,558 Shares forfeited to satisfy tax withholding requirements.
- F3Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 6.