SEC Form 4 · accession 0000082166-15-000101
RAVEN INDUSTRIES INC · RAVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin T. Kirby
Director
Period of report
Oct 15, 2015
Accepted (ET)
Oct 20, 2015 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000082166
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 15, 2015 | S | 1,064 | $17.30 | D | 0 | I | Trust FBO - Child |
| Common Stock | holding | — | — | — | 38,207 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 14,719 | 14,719 | D |
Explanation of responses
- F1The above sale is being reported voluntarily, as the Reporting Person is not a Trustee of this Trust and has no Beneficial ownership interest in these shares.
- F2Each Deferred Stock Unit is the economic equavalent of one share of RAVN Common Stock.
- F3As permitted under the Issuer's Deferred Stock Compensation Plan for Directors, the Reporting Person has elected to defer receipt of the common stock underlying these Units until 2 months after his retirement from the Board.