SEC Form 4/A · accession 0000919574-17-007404
PAR PACIFIC HOLDINGS, INC. · PARR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Period of report
Nov 30, 2016
Accepted (ET)
Oct 20, 2017 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821483
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1,F2 | Nov 30, 2016 | S | 35,000 | $14.7527 | D | 7,583,140 | I | See Footnotes |
| Common StockF4,F1,F2 | Nov 30, 2016 | S | 25,000 | $14.7678 | D | 7,558,140 | I | See Footnotes |
| Common StockF5,F1,F2 | Dec 2, 2016 | S | 61,530 | $15.0607 | D | 7,157,688 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are directly owned by Whitebox Asymmetric Partners, L.P., Whitebox Multi-Strategy Partners, L.P., Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.), Pandora Select Partners, L.P., Whitebox GT Fund, LP, Whitebox Institutional Partners, L.P. (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds.
- F2The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F3The original Form filed erroneously reported the disposition of 33,947 shares of Common Stock of the Issuer.
- F4The original Form filed erroneously reported the disposition of 26,053 shares of Common Stock of the Issuer.
- F5The original Form filed erroneously reported the disposition of 61,350 shares of Common Stock of the Issuer.