SEC Form 4 · accession 0000919574-16-015377
PAR PACIFIC HOLDINGS, INC. · PARR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 9, 2016
Accepted (ET)
Sep 13, 2016 · 4:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821483
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 9, 2016 | S | 75,000 | $13.39 | D | 7,324,794 | I | See Footnote |
| Common StockF1,F2 | Sep 9, 2016 | S | 47,504 | $13.41 | D | 7,277,290 | I | See Footnote |
| Common StockF1,F2 | Sep 12, 2016 | S | 9,700 | $13.2199 | D | 7,267,590 | I | See Footnote |
| Common StockF1,F2 | Sep 12, 2016 | S | 50,000 | $13.1575 | D | 7,217,590 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are directly owned by Whitebox Asymmetric Partners, L.P. ("WAP"), Whitebox Multi-Strategy Partners, L.P. ("WMSP"), Whitebox Credit Partners, L.P. (f/k/a Whitebox Credit Arbitrage Partners, L.P.) ("WCRAP"), Whitebox Relative Value Partners, L.P. (f/k/a Whitebox Concentrated Convertible Arbitrage Partners, L.P.) ("WCCAP"), Pandora Select Partners, L.P. ("PSP"), Whitebox Special Opportunities Fund, L.P. - Series O ("WSOF"), Whitebox Institutional Partners, L.P. ("WIP") (together, the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC ("WA") by virtue of its role as the investment manager of the Private Funds and (b) Whitebox General Partner LLC ("WGP") by virtue of its role as the general partner of the Private Funds.
- F2The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.