SEC Form 4 · accession 0000899243-16-031651
PAR PACIFIC HOLDINGS, INC. · PARR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Clossey
Director
Period of report
Oct 5, 2016
Accepted (ET)
Oct 13, 2016 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821483
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Oct 5, 2016 | A | 1,095 | $14.27 | A | 36,947 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF2,F3 | — | Oct 5, 2016 | A | 1,095 | A | — | — | Common stock | 1,095 | 1,095 | D |
Explanation of responses
- F1These shares were issued to the reporting person in lieu of retainer fees of $15,625.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock.
- F3The restricted stock units will vest in full on October 5, 2017. One half of the vested shares will be delivered to the reporting person following termination of service.