SEC Form 4 · accession 0000899243-15-009460
PAR PACIFIC HOLDINGS, INC. · PARR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim Yates
Officer — Senior Vice President
Period of report
Dec 3, 2015
Accepted (ET)
Dec 8, 2015 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821483
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Dec 3, 2015 | A | 10,711 | $23.34 | A | 17,096 | D | |
| Common stockF2 | Dec 3, 2015 | A | 2,142 | $0.00 | A | 19,238 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F3 | $23.34 | Dec 3, 2015 | A | 22,635 | A | — | Dec 2, 2020 | Common stock | 22,635 | 22,635 | D |
Explanation of responses
- F1Represents shares of stock purchased by the reporting person pursuant to the Company's stock purchase plan. The sale or transfer of the shares by such person is limited for the earlier of (i) two years from the date of purchase or (ii) the termination of the participant's service with the Company or its affiliates for any reason.
- F2Represents a grant of shares of restricted stock received by the reporting person. One half of the shares will vest on each of the first and second anniversaries of the grant date.
- F3One half of the shares will vest on each of the first and second anniversaries of the grant date.