SEC Form 4 · accession 0001127602-17-025628
EOG RESOURCES INC · EOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd W Helms Jr.
Officer — EVP Exploration and Production
Period of report
Aug 14, 2017
Accepted (ET)
Aug 15, 2017 · 2:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2017 | M | 4,000 | $46.055 | A | 70,987 | D | |
| Common Stock | Aug 14, 2017 | S | 300 | $88.221 | D | 70,687 | D | |
| Common Stock | Aug 14, 2017 | S | 3,600 | $88.222 | D | 67,087 | D | |
| Common Stock | Aug 14, 2017 | S | 100 | $88.226 | D | 66,987 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Non-qualified Stock Options (Right to Buy)F1 | $46.055 | Aug 14, 2017 | M | 4,000 | D | Sep 24, 2013 | Sep 24, 2017 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1The options granted became exercisable in 25 percent increments beginning one year from the September 24, 2010 date of grant and on each of the next three grant date anniversaries. The options became fully exercisable on September 24, 2014.
Remarks
Note: On August 14, 2017, the Reporting Person exercised, in full and as a same-day-sale exercise (i.e., a "cashless" exercise), the 4,000 stock options remaining from the grant of 9,000 stock options awarded to him effective September 24, 2010. This grant was scheduled to expire on September 24, 2017.