SEC Form 4 · accession 0001127602-16-068797
EOG RESOURCES INC · EOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann D. Janssen
Officer — VP, Accounting
Period of report
Nov 30, 2016
Accepted (ET)
Dec 1, 2016 · 3:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2016 | M | 2,000 | $46.055 | A | 58,473 | D | |
| Common Stock | Nov 30, 2016 | D | 927 | $99.41 | D | 57,546 | D | |
| Common Stock | Nov 30, 2016 | F | 450 | $99.41 | D | 57,096 | D | |
| Common Stock | Nov 30, 2016 | M | 4,000 | $41.715 | A | 61,096 | D | |
| Common Stock | Nov 30, 2016 | D | 1,679 | $99.41 | D | 59,417 | D | |
| Common Stock | Nov 30, 2016 | F | 974 | $99.41 | D | 58,443 | D | |
| Common Stock | Nov 30, 2016 | S | 170 | $99.468 | D | 58,273 | D | |
| Common Stock | Nov 30, 2016 | S | 1,800 | $99.50 | D | 56,473 | D | |
| Common Stock | Nov 30, 2016 | S | 9,000 | $102.00 | D | 47,473 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $46.055 | Nov 30, 2016 | M | 2,000 | D | Sep 24, 2014 | Sep 24, 2017 | Common Stock | 2,000 | 0 | D |
| Stock Appreciation RightsF2 | $41.715 | Nov 30, 2016 | M | 4,000 | D | Sep 21, 2014 | Sep 21, 2018 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1The SARs became exercisable in 25 percent increments beginning one year from the September 24, 2010 date of grant and on each of the next three grant date anniversaries. The SARs became fully exercisable on September 24, 2014.
- F2The SARs became exercisable in 25 percent increments beginning one year from the September 21, 2011 date of grant and on each of the next three grant date anniversaries. The SARs became fully exercisable on September 21, 2015.