SEC Form 4 · accession 0001127602-16-063771
EOG RESOURCES INC · EOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Trice
Officer — EVP Exploration and Production
Period of report
Sep 29, 2016
Accepted (ET)
Oct 3, 2016 · 7:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 29, 2016 | A | 4,908 | $0.00 | A | 62,050 | D | |
| Common Stock | Sep 30, 2016 | M | 6,400 | $46.055 | A | 68,450 | D | |
| Common Stock | Sep 30, 2016 | D | 3,037 | $97.06 | D | 65,413 | D | |
| Common Stock | Sep 30, 2016 | F | 1,411 | $97.06 | D | 64,002 | D | |
| Common Stock | Sep 30, 2016 | M | 8,000 | $41.715 | A | 72,002 | D | |
| Common Stock | Sep 30, 2016 | D | 3,439 | $97.06 | D | 68,563 | D | |
| Common Stock | Sep 30, 2016 | F | 1,913 | $97.06 | D | 66,650 | D | |
| Common Stock | Sep 30, 2016 | S | 4,100 | $97.083 | D | 62,550 | D | |
| Common Stock | Sep 30, 2016 | S | 300 | $97.10 | D | 62,250 | D | |
| Common Stock | Sep 30, 2016 | S | 200 | $97.102 | D | 62,050 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $95.05 | Sep 29, 2016 | A | 12,024 | A | Sep 29, 2017 | Sep 29, 2023 | Common Stock | 12,024 | 12,024 | D |
| Stock Appreciation RightsF2 | $46.055 | Sep 30, 2016 | M | 6,400 | D | Sep 24, 2011 | Sep 24, 2017 | Common Stock | 6,400 | 0 | D |
| Stock Appreciation RightsF3 | $41.715 | Sep 30, 2016 | M | 8,000 | D | Sep 21, 2012 | Sep 21, 2018 | Common Stock | 8,000 | 8,000 | D |
Explanation of responses
- F1The SARs granted will become exercisable in 25 percent increments beginning one year from the September 29, 2016 date of grant and on each of the next three grant date anniversaries. The SARs granted become fully exercisable on September 29, 2020.
- F2The SARs granted became exercisable in 25 percent increments beginning one year from the September 24, 2010 date of grant and on each of the next three grant date anniversaries. The SARs reported became fully exercisable on September 24, 2014.
- F3The SARs granted became exercisable in 25 percent increments beginning one year from the September 21, 2011 date of grant and on each of the next three grant date anniversaries. The SARs granted became fully exercisable on September 21, 2015.
Remarks
In addition to the reported awards, the Reporting Person also received an award of 4,908 Performance Units, effective September 29, 2016, pursuant to the Amended and Restated EOG Resources, Inc. 2008 Omnibus Equity Compensation Plan, which award is not yet reportable on Form 4.