SEC Form 4 · accession 0001127602-16-063109
EOG RESOURCES INC · EOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann D. Janssen
Officer — VP, Accounting
Period of report
Sep 21, 2016
Accepted (ET)
Sep 23, 2016 · 2:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 21, 2016 | F | 1,204 | $93.52 | D | 54,073 | D | |
| Common Stock | Sep 22, 2016 | M | 4,000 | $41.715 | A | 58,073 | D | |
| Common Stock | Sep 22, 2016 | D | 1,773 | $94.12 | D | 56,300 | D | |
| Common Stock | Sep 22, 2016 | F | 917 | $94.12 | D | 55,383 | D | |
| Common Stock | Sep 22, 2016 | S | 100 | $94.12 | D | 55,283 | D | |
| Common Stock | Sep 22, 2016 | S | 100 | $94.13 | D | 55,183 | D | |
| Common Stock | Sep 22, 2016 | S | 1,110 | $94.134 | D | 54,073 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $41.715 | Sep 22, 2016 | M | 4,000 | D | Sep 21, 2012 | Sep 21, 2018 | Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1Relates to the vesting of 4,400 restricted shares on September 21, 2016.
- F2The SARs became exercisable in 25 percent increments beginning one year from the September 21, 2011 date of grant and on each of the next three grant date anniversaries. The SARs became fully exercisable on September 21, 2015.