SEC Form 4 · accession 0000821127-19-000002
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clayton Deutsch
Officer — CEO and President · Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2018 | M | 13,443 | $10.57 | A | 754,888 | D | |
| Common Stock | Dec 31, 2018 | M | 4,612 | $10.57 | A | 759,500 | D | |
| Common Stock | Dec 31, 2018 | F | 14,161 | $10.57 | D | 745,339 | D | |
| Common Stock | Dec 31, 2018 | F | 6,057 | $10.57 | D | 739,282 | D | |
| Common Stock | Dec 31, 2018 | F | 2,078 | $10.57 | D | 737,204 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Dec 31, 2018 | M | 13,443 | D | — | — | Common Stock | 13,443 | 0 | D |
| Restricted Stock UnitsF2 | — | Dec 31, 2018 | M | 4,612 | D | — | — | Common Stock | 4,612 | 0 | D |
Explanation of responses
- F1Balance includes shares acquired under Company's Employee Stock Purchase Plan.
- F2Pro-rata accelerated vesting of time-based Restricted Stock Units under the CEO Retirement Agreement based on 12/31/2018 retirement date.