SEC Form 4 · accession 0000821127-19-000001
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret Chambers
Officer — EVP, General Counsel
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2018 | M | 3,597 | $10.57 | A | 143,558 | D | |
| Common Stock | Dec 31, 2018 | M | 1,241 | $10.57 | A | 144,799 | D | |
| Common Stock | Dec 31, 2018 | F | 2,469 | $10.57 | D | 142,330 | D | |
| Common Stock | Dec 31, 2018 | F | 1,060 | $10.57 | D | 141,270 | D | |
| Common Stock | Dec 31, 2018 | F | 366 | $10.57 | D | 140,904 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Dec 31, 2018 | M | 3,597 | D | — | — | Common Stock | 3,597 | 0 | D |
| Restricted Stock UnitsF2 | — | Dec 31, 2018 | M | 1,241 | D | — | — | Common Stock | 1,241 | 0 | D |
Explanation of responses
- F1Balance includes shares acquired under Company's Employee Stock Purchase Plan.
- F2Pro-rata accelerated vesting of time-based Restricted Stock Units under the Executive Vice President Severance Pay Plan based on 12/31/2018 departure.