SEC Form 4 · accession 0000821127-18-000120
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margaret Chambers
Officer — EVP, General Counsel
Period of report
Aug 15, 2018
Accepted (ET)
Aug 16, 2018 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2018 | M | 7,500 | $9.03 | A | 145,170 | D | |
| Common StockF1 | Aug 15, 2018 | F | 5,672 | $13.80 | D | 140,882 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $9.03 | Aug 15, 2018 | M | 7,500 | D | Aug 15, 2009 | Aug 15, 2018 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Balance reflects 1,384.088 shares acquired under Company's Employee Stock Purchase Plan on 6/29/18.