SEC Form 4 · accession 0000821127-18-000112
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Corey Griffin
Officer — CEO Boston Private Wealth LLC
Period of report
Aug 15, 2018
Accepted (ET)
Aug 16, 2018 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 15, 2018 | M | 11,069 | $12.05 | A | 80,411 | D | |
| Common Stock | Aug 15, 2018 | F | 3,267 | $13.80 | D | 77,144 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted SharesF2,F1 | $12.05 | Aug 15, 2018 | M | 11,069 | D | — | — | Common Stock | 33,200 | 22,131 | D |
Explanation of responses
- F1Reflects closing price on the date Restricted Stock Award was granted.
- F2Represents initial vesting of Restricted Stock Award which vests in three equal parts.