SEC Form 4 · accession 0000821127-18-000108
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martha Higgins
Officer — EVP, Chief HR Officer
Period of report
Aug 9, 2018
Accepted (ET)
Aug 13, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 9, 2018 | D | 1,670 | $0.00 | D | 36,894 | D | |
| Common Stock | Aug 10, 2018 | F | 1,460 | $14.05 | D | 35,434 | D | |
| Common StockF2 | Aug 10, 2018 | M | 1,891 | $14.05 | A | 37,325 | D | |
| Common Stock | Aug 10, 2018 | F | 557 | $14.05 | D | 36,768 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF3,F4 | $0.00 | Aug 9, 2018 | D | 2,505 | D | — | — | Common Stock | 9,938 | 7,433 | D |
| Performance Restricted Stock UnitsF5,F6 | — | Aug 9, 2018 | D | 4,035 | D | — | — | Common Stock | 6,872 | 2,837 | D |
| Restricted Stock UnitsF7 | — | Aug 9, 2018 | D | 2,691 | D | — | — | Common Stock | 4,582 | 1,891 | D |
| Restricted Stock UnitsF2 | — | Aug 10, 2018 | M | 1,891 | D | — | — | Common Stock | 1,891 | 0 | D |
Explanation of responses
- F1Unvested restricted shares forfeited in connection with 8/10/18 termination date.
- F2Accelerated vesting of Restricted Stock Units in connection with 8/10/18 termination date.
- F3Unvested Performance Shares forfeited in connection with 8/10/18 termination date.
- F4Performance Shares prorated in connection with 8/10/18 termination date
- F5Performance Restricted Stock Units forfeited in connection with 8/10/18 termination date.
- F6Performance Restricted Stock Units prorated in connection with 8/10/18 termination date.
- F7Unvested Restricted Stock Units forfeited in connection with 8/10/18 termination date.