SEC Form 4 · accession 0000821127-18-000107
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George G Schwartz
Officer — President-Boston Private Bank
Period of report
Aug 9, 2018
Accepted (ET)
Aug 10, 2018 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2018 | M | 6,205 | $7.94 | A | 152,557 | D | |
| Common Stock | Aug 9, 2018 | M | 3,795 | $7.94 | A | 156,352 | D | |
| Common Stock | Aug 9, 2018 | S | 3,894 | $14.20 | D | 152,458 | D | |
| Common Stock | Aug 9, 2018 | S | 2,111 | $14.205 | D | 150,347 | D | |
| Common Stock | Aug 9, 2018 | S | 200 | $14.225 | D | 150,147 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $7.94 | Aug 9, 2018 | M | 6,205 | D | May 14, 2010 | May 14, 2020 | Common Stock | 6,205 | 3,795 | D |
| Employee Stock Option (Right to Buy) | $7.94 | Aug 9, 2018 | M | 3,795 | D | May 14, 2010 | May 14, 2020 | Common Stock | 3,795 | 0 | D |