SEC Form 4 · accession 0000821127-18-000096
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George G Schwartz
Officer — President-Boston Private Bank
Period of report
Jul 23, 2018
Accepted (ET)
Jul 24, 2018 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 23, 2018 | M | 5,505 | $7.94 | A | 150,450 | D | |
| Common Stock | Jul 23, 2018 | F | 2,973 | $14.70 | D | 147,477 | D | |
| Common Stock | Jul 23, 2018 | F | 1,125 | $14.70 | D | 146,352 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $7.94 | Jul 23, 2018 | M | 5,505 | D | May 14, 2010 | May 14, 2020 | Common Stock | 5,505 | 10,000 | D |
Explanation of responses
- F1Balance reflects shares acquired under Company's Employee Stock Purchase Plan.