SEC Form 4 · accession 0000821127-18-000091
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George G Schwartz
Officer — President-Boston Private Bank
Period of report
Jun 5, 2018
Accepted (ET)
Jun 6, 2018 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2018 | M | 15,935 | $6.42 | A | 153,411 | D | |
| Common Stock | Jun 5, 2018 | F | 5,947 | $17.20 | D | 147,464 | D | |
| Common Stock | Jun 5, 2018 | F | 3,288 | $17.20 | D | 144,176 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $6.42 | Jun 5, 2018 | M | 15,935 | D | May 13, 2011 | May 13, 2021 | Common Stock | 15,935 | 0 | D |