SEC Form 4 · accession 0000821127-18-000069
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Waters
Director
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2018 | A | 1,266 | $16.78 | A | 32,718 | D | |
| Common Stock | May 15, 2018 | M | 7,500 | $9.13 | A | 40,218 | D | |
| Common Stock | May 15, 2018 | F | 4,125 | $16.60 | D | 36,093 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $9.13 | May 15, 2018 | M | 7,500 | D | Aug 15, 2008 | May 15, 2018 | Common Stock | 7,500 | 0 | D |