SEC Form 4 · accession 0000821127-18-000013
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George G Schwartz
Officer — President-Boston Private Bank
Period of report
Jan 26, 2018
Accepted (ET)
Jan 29, 2018 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 26, 2018 | M | 7,500 | $9.03 | A | 135,797 | D | |
| Common Stock | Jan 26, 2018 | F | 4,455 | $15.20 | D | 131,342 | D | |
| Common Stock | Jan 26, 2018 | F | 1,057 | $15.20 | D | 130,285 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $9.03 | Jan 26, 2018 | M | 7,500 | D | Aug 16, 2010 | Aug 15, 2018 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Balance reflects shares acquired under Company's Employee Stock Purchase Plan.