SEC Form 4 · accession 0000821127-18-000010
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martha Higgins
Officer — EVP, Chief HR Officer
Period of report
Jan 22, 2018
Accepted (ET)
Jan 24, 2018 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2018 | M | 7,500 | $9.03 | A | 52,319 | D | |
| Common Stock | Jan 22, 2018 | S | 6,700 | $15.50 | D | 45,619 | D | |
| Common Stock | Jan 22, 2018 | S | 185 | $15.535 | D | 45,434 | D | |
| Common Stock | Jan 22, 2018 | S | 4,720 | $15.468 | D | 40,714 | D | |
| Common StockF1 | Jan 22, 2018 | S | 2,780 | $15.50 | D | 39,477 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $9.03 | Jan 22, 2018 | M | 7,500 | D | Aug 15, 2009 | Aug 15, 2018 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Balance reflects shares acquired under Company's Employee Stock Purchase Plan.
- F2Options vest evenly over three years beginning on August 15, 2009.