SEC Form 4 · accession 0000821127-18-000009
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph D Regan
Officer — Controller
Period of report
Jan 22, 2018
Accepted (ET)
Jan 24, 2018 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2018 | M | 500 | $9.03 | A | 12,394 | D | |
| Common StockF1 | Jan 22, 2018 | M | 5,380 | $9.05 | A | 19,276 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $9.03 | Jan 22, 2018 | M | 500 | D | Aug 15, 2011 | Aug 15, 2018 | Common Stock | 500 | 0 | D |
| Employee Stock OptionF3,F4 | $9.82 | Jan 22, 2018 | M | 5,380 | D | — | May 15, 2022 | Common Stock | 5,380 | 0 | D |
Explanation of responses
- F1Balance reflects shares acquired under Company's Employee Stock Purchase Plan.
- F2Options vest in three installments beginning on the first anniversay of the date of grant.
- F3Reflects closing price on the date Stock Options were granted.
- F4Options vest equally over three year period.