SEC Form 4 · accession 0000821127-18-000006
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Morton III
Director
Period of report
Jan 22, 2018
Accepted (ET)
Jan 24, 2018 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2018 | M | 7,410 | $9.03 | A | 42,512 | D | |
| Common Stock | Jan 22, 2018 | S | 500 | $15.405 | D | 42,012 | D | |
| Common Stock | Jan 22, 2018 | S | 4,610 | $15.45 | D | 37,402 | D | |
| Common Stock | Jan 22, 2018 | S | 100 | $15.45 | D | 37,302 | D | |
| Common Stock | Jan 22, 2018 | S | 2,200 | $15.476 | D | 35,102 | D | |
| Common Stock | Jan 22, 2018 | S | 17,647 | $15.46 | D | 17,455 | D | |
| Common Stock | Jan 22, 2018 | S | 10,000 | $15.475 | D | 7,455 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $9.03 | Jan 22, 2018 | M | 7,410 | D | Aug 15, 2008 | Aug 15, 2018 | Common Stock | 7,410 | 0 | D |
Explanation of responses
- F1Options vest in 3 equal installments on August 15, 2008, November 15, 2008 and February 15, 2009.