SEC Form 4 · accession 0000821127-16-000233
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George G Schwartz
Officer — President-Boston Private Bank
Period of report
Oct 25, 2016
Accepted (ET)
Oct 26, 2016 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 25, 2016 | M | 10,000 | $4.92 | A | 132,035 | D | |
| Common Stock | Oct 25, 2016 | S | 3,449 | $12.99 | D | 128,586 | D | |
| Common Stock | Oct 25, 2016 | S | 6,551 | $13.00 | D | 122,035 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $4.92 | Oct 25, 2016 | M | 10,000 | D | Jun 15, 2009 | Jun 15, 2019 | Common Stock | 10,000 | 3,870 | D |