SEC Form 4 · accession 0000821127-16-000207
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J. Kaye
Officer — EVP, CFO and CAO
Period of report
Jul 28, 2016
Accepted (ET)
Jul 29, 2016 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2016 | M | 7,500 | $9.03 | A | 137,485 | D | |
| Common Stock | Jul 28, 2016 | S | 6,700 | $12.17 | D | 130,785 | D | |
| Common Stock | Jul 28, 2016 | S | 800 | $12.18 | D | 129,985 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $9.03 | Jul 28, 2016 | M | 7,500 | D | Aug 15, 2009 | Aug 15, 2018 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Options vest evenly over three years beginning on August 15, 2009.