SEC Form 4 · accession 0000821127-16-000138
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Thompson
Officer — President-retired 12-31-15 · Other
Period of report
Jan 29, 2016
Accepted (ET)
Feb 2, 2016 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2016 | M | 7,500 | $9.03 | A | 429,239 | D | |
| Common Stock | Jan 29, 2016 | F | 6,905 | $10.35 | D | 422,334 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $9.03 | Jan 29, 2016 | M | 7,500 | D | Aug 15, 2009 | Aug 15, 2018 | Common Stock | 7,500 | 0 | D |