SEC Form 4 · accession 0000821127-16-000134
BOSTON PRIVATE FINANCIAL HOLDINGS INC · BPFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Thompson
Officer — President · Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000821127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2015 | D | 58,514 | $0.00 | D | 421,739 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF2,F3 | $12.65 | Dec 31, 2015 | D | 35,573 | D | — | — | Common Stock | 35,573 | 0 | D |
| Performance SharesF2,F3 | $12.01 | Dec 31, 2015 | D | 11,198 | D | — | — | Common Stock | 11,198 | 13,320 | D |
| Performance SharesF2,F3 | $12.43 | Dec 31, 2015 | D | 19,030 | D | — | — | Common Stock | 19,030 | 5,058 | D |
Explanation of responses
- F1Represents the pro rata portion of unvested shares previously granted under restricted stock award agreements forfeited on December 31, 2015, in connection with the Reporting Person's retirement.
- F2Represents the pro rata portion of unvested shares previously granted under performance restricted stock award agreements forfeited on December 31, 2015, in connection with the Reporting Person's retirement.
- F3N/A